Our team

David Allen has nearly thirty years of experience in the securities industry, where he has developed a profound understanding of the financial regulatory environment. David has provided litigation support in hundreds of legal proceedings, founded numerous financial services firms, and conducted compliance consulting. With a deep understanding of SEC and FINRA regulations and the difficulties of acquiring capital, David is committed to assisting and guiding financial firms and securities issuers. His vast knowledge and expertise in this area make him a valuable resource for those seeking support in navigating these complex processes.